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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-23 |
| TX | RA | APPROVED | 2022-05-10 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Dr Martin Luther King Jr Blvd Suite 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 07/2017 | 12/2017 |
| Food Services Of America | Fargo | ND | 06/2012 | 06/2017 |
| Adam Smith Advisors, Llc | Minnetonka | MN | 03/2018 | 06/2019 |
| Unemployed | Minneapolis | MN | 01/2018 | 02/2018 |
| Cherry Tree Wealth Management | Minnetonka | MN | 03/2018 | 06/2019 |
| U.S. Bancorp Investments, Inc. | St. Paul | MN | 08/2019 | 09/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 09/2020 | 04/2022 |
| Fisher Investments | Tampa | FL | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-06 |
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