Darrell William Reese

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 11/2022
  Raymond James Financial Services
  Hamilton, MT
• 03/2014 → 11/2022
  Raymond James Financial Services Advisors Inc.
  Hamilton, MT
• 07/2015 → Present
  Reese & Associates Llc
  Hamilton, MT
• 07/2015 → Present
  Sagemont Investment Group
  Hamilton, MT
• 11/2022 → Present
  Lpl Financial Llc
  Hamilton, MT

Previous Registrations

• 2014-03-25 → 2022-12-13
  Raymond James Financial Services Advisors, Inc
  Sugarland, TX
  Hamilton, MT
  Hamilton, MT
• 2011-07-29 → 2014-03-10
  Ameriprise Financial Services, Llc
  Sugar Land, TX
  Sugar Land, TX
  Houston, TX
• 2005-02-23 → 2011-02-23
  Rbc Capital Markets, Llc
  Houston, TX
  Carlsbad, CA
• 2002-02-22 → 2005-03-14
  Ubs Financial Services Inc.
  Minnetonka, MN

Other Businesses

(1) 10/19/2022 - REESE AND ASSOCIATES LLC - INV REL - AT REPORTED BUSINESS LOCATION(S). (2) 10/19/2022 - SAGEMONT INVESTMENT GROUP - DBA for LPL Business (entity for LPL business) - INV-REL- AT REPORTED BUSINESS LOCATION(S).

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-01
• S63 Uniform Securities Agent State Law Examination
  1998-09-26