Amanda Kim Westwood

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → 08/2023
  Securian Financial Services
  Saint Paul, MN
• 10/2020 → 08/2023
  Minnesota Life Insurance Company
  Saint Paul, MN
• 10/2020 → Present
  North Star Resource Group
  Houston, TX
• 08/2019 → 10/2020
  Frost Brown Todd Llc
  Cincinnati, OH
• 07/2017 → 08/2019
  Ultimus Fund Solutions Llc
  Cincinnati, OH
• 08/2015 → 07/2017
  Winton Woods City School District
  Cincinnati, OH
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Houston, TX
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-02-08 → 2023-08-10
  Securian Financial Services, Inc.
  Houston, TX
  St. Paul, MN
• 2021-02-08 → 2021-10-27
  Cri Securities, Llc
  Houston, TX

Other Businesses

1) NSRG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2021 ADDRESS: 2701 University Avenue SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options outside of the carriers that have selling arrangements with Securian Financial or MN Life Insurance Co. *Individual Registered reps with P & C licenses fill out a separate OBA disclosure specific to that activity. 2) NAME OF OTHER BUSINESS: NORTH STAR CONSULTANTS OF TEXAS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: SOFI INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REFINANCE OF STUDENT DEBT AND DOCTOR BILLS. START DATE: 3/31/2026 POSITION/TITLE/RELATIONSHIP: REFERRER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: REFER STUDENT LOAN BORROWERS TO REFINANCE THEIR FEDERAL OR PRIVATE STUDENT LOANS WITH SOFI

Exams

• S66 Uniform Combined State Law Examination
  2021-01-12

Other Names

• Amanda Sherwood