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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-03-31 |
Branch Locations
100 Howe Drive, Covington, KY 41015-5000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | New Albany | IN | 06/2016 | 02/2018 |
| Jp Morgan Chase Bank | Louisville | KY | 02/2018 | 01/2020 |
| Jp Morgan Chase Bank | Cincinnati | OH | 09/2020 | 03/2021 |
| Fidelity Investments | Covington | KY | 03/2021 | Present |
| Jp Morgan Chase Bank | Louisville | KY | 01/2020 | 09/2020 |
| Indiana University Southeast | New Albany | IN | 01/2018 | 05/2018 |
| Purdue University Global | West Lafayette | IN | 01/2021 | 03/2021 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-15 |
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