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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| WI | RA | APPROVED | 2019-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | De Pere | WI | 07/2017 | 03/2020 |
| Unemployed | De Pere | WI | 06/2017 | 07/2017 |
| Aspirus Keweenaw Hospital | Laurium | MI | 10/2013 | 06/2017 |
| Ameriprise Financial Services, Llc | De Pere | WI | 03/2020 | Present |
Business Ownership; DP444, LLC; oversee and manage simple tax return preparation and filing business; Tax Preparation; 444 Reid St, Suit 202, , De Pere, WI, 54115; Not Investment-Related; 01/06/2022; 1 to 9 hours per month; 0 during trading hours / C19, LLC dba Gauge Guide Health Insurance Solutions; Act under president for business decisions; Continuity Planning and health insurance outside of what is offered through Ameriprise; 444 Reid St, , De Pere, WI, 54115; Not Investment-Related; 05/07/2021; 1 to 9 hours per month; 1 to 9 during trading hours / DP 380, LLC; Co-owner; Manage Ameriprise Business; 444 Reid St, , De Pere, WI, 54115; Investment-Related; 06/01/2020; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; DP 380, LLC; Co-owner; Manage advisory business; 444 Reid St, , De Pere, WI, 54115; Investment-Related; 06/01/2020; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-01 |
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