Ryan Guth

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 07/2022
  Edward Jones
  St Louis, MO
• 08/2016 → 07/2017
  Albuquerque Public Schools
  Albuquerque, NM
• 09/2009 → 02/2017
  Voiceworks
  Princeton, NJ
• 07/2022 → 06/2024
  Scf Securities, Inc.
  Fresno, CA
• 07/2022 → 06/2024
  Scf Investment Advisors, Inc.
  Fresno, CA
• 06/2024 → Present
  Lpl Financial Llc
  Albuquerque, NM

Previous Registrations

• 2022-07-15 → 2024-06-10
  Scf Investment Advisors, Inc.
  Albuquerque, NM
  San Diego, CA
  College Grove, TN
• 2017-10-03 → 2022-07-18
  Edward Jones
  Albuquerque, NM
  Albuquerque, NM
  Albuquerque, NM
  St Louis, MO

Other Businesses

1- 04/29/2024 - Goldfin Group - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 4/1/2024. 2- 04/29/2024 - Guth Financial LLC - Non-Inv Related - Alburquerque, NM - Business Entity For Tax/Investment Purposes Only - Started: 7/15/2022. 3- 04/29/2024 - Non-Inv Related - Other - Author - Author of the book "Permission to Exit: Prepare to sell your business without regret" - Started: 4/1/2024 - 5 Hrs/Mo; 0 Hr During Trading. 4- 04/28/2026 - The Pipers' Circle - Business Owner - Not Investment Related - Franklin, TN - Start Date 04/13/2026 - 12 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2017-09-29

Designations

• Certified Financial Planner