Natalie Soo-Hoo

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 02/2017
  Virool
  San Francisco, CA
• 02/2017 → 07/2017
  Jun Group Productions
  New York, NY
• 07/2017 → 07/2022
  Npb Financial Group, Llc
  Santa Ana, CA
• 08/2017 → 09/2018
  Spotx, Inc
  Broomfield, CO
• 07/2022 → 07/2023
  Independent Financial Group, Llc
  Porter Ranch, CA
• 07/2023 → Present
  The Prudential Insurance Company Of America
  Sherman Oaks, CA
• 07/2023 → 11/2024
  Pruco Securities Llc
  Sherman Oaks, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Sherman Oaks, CA

Previous Registrations

• 2024-03-12 → 2024-11-14
  Pruco Securities, Llc.
  Sherman Oaks, CA
  Porter Ranch, CA

Other Businesses

1) 08/15/2024- Natalie Soo-Hoo- Non-Variable Insurance Commission Trails- I receive trail commissions on a fixed annuity and life insurance policies.- Not INV Related- At Sherman Oaks, CA- Start date 01/01/2019- 0 HRS MTH- 0 HRS During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-23
• S63 Uniform Securities Agent State Law Examination
  2017-08-01

Other Names

• Natalie Sumi Soo Hoo
• Natalie Sumi Soo-Hoo Meyers
• Natalie Sumi Eilers
• Natalie Sumi Soohoo Eilers
• Natalie Sumi Soo-Hoo