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9378 Olive Blvd Suite 102, Olivette, MO 63132 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-13 |
| MO | RA | APPROVED | 2022-02-10 |
Branch Locations
9378 Olive Blvd Suite 102, Olivette, MO 63132 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | St Louis | MO | 09/2014 | Present |
| Simplicity Wealth, Llc | Summit | NJ | 09/2020 | 02/2022 |
| Fleur-De-Lis Financial | St. Louis | MO | 09/2019 | Present |
| Virtus Wealth Management, Llc | Olivette | MO | 02/2022 | Present |
1) Fleur-De-Lis Financial; Investment-related; 9378 Olive Blvd, St. Louis, MO 63139; Insurance Agency; Owner; 09/2019; Approx. 40 hours/month; Approx. 40 hours/month during trading hours; Life insurance and annuity sales. 2) Andrew Hall; non-Investment-related; 9378 Olive Blvd, St. Louis, MO 63139; Insurance sales; Licensed Insurance Agent; 09/2014; Approx. 40 hours/month as Owner of Fleur-De-Lis Financial; Approx. 40 hours/month during trading hours as Owner of Fleru-De-Lis Financial; Insurance services. 3) Director & Non-Profit Volunteer; The Institution for Financial Education; Investment Related: No; Location: 9378 Olive Blvd, Ste 102, St Louis, Mo 63132; Description of the business: Non-Profit organization that specializes in financial education.; Responsibilities Duties: I speak at various libraries, federal/local government agencies, and private companies on financial literacy.; Start date with business: 2013-08-31; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0; 4) CPA / Tax Preparation; non-investment-related; same address. Less than 5% of time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-21 |
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