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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-06 |
| SC | RA | APPROVED | 2025-03-06 |
| TX | RA | APPROVED | 2025-03-06 |
Branch Locations
4350 Congress Street Suite 300, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People's United Bank | Storrs | CT | 07/2015 | 07/2017 |
| University Of Connecticut | Storrs | CT | 08/2013 | 09/2016 |
| University Of Connecticut | Storrs | CT | 09/2013 | 05/2017 |
| New York Life Insurance Co. | Waltham | MA | 07/2017 | 02/2025 |
| Nylife Securities Llc | Waltham | MA | 09/2017 | 02/2025 |
| Movement Financial Group, Llc | Wilmington | NC | 03/2022 | 12/2024 |
| Mml Investors Services, Llc | Charlotte | NC | 02/2025 | Present |
| Massmutual Life Insurance Company | Charlotte | NC | 02/2025 | Present |
(1)NAME: Simplicity Group, INV REL: Y, ADD: 4350 Congress Street, Suite 300, Charlotte, NC 28209, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 02/01/2021, NO. HR/MO: 2, NO. HR/MO DURING SEC TRADING: 2, DUTIES: Life, Disability, Long-term care, Fixed annuities (2)NAME: Happy Place Homes, LLC, INV REL: Y, ADD: 5426 Ulloa Pl, Wilmington, NC, 28412, NATURE: Listing Property, Marketing, Collecting Rents, POSITION: Owner, START DATE: 11/01/2023, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 1, DUTIES: Communication with renters (3)NAME: Rachel Maryyanek, INV REL: Y, ADD: 5426 Ulloa Place, Wilmington, NC 28412, NATURE: Airbnb rental, POSITION: Owner, START DATE: 8/01/2021, NO. HR/MO: 4, NO. HR/MO DURING SEC TRADING: 1, DUTIES: Manage property, collect rental income [Rental Property - Airbnb ; Airbnb of a one bed, one bath rental, like a hotel room.; 5426 Ulloa Place, Wilmington, NC 28412; Start Date 08/2021; Role/Title: Owner; Investment Related; 4 hours per month; 0 hours per month during securities trading hours; collect rent] [Happy Place Homes, LLC; Rental property; 5426 Ulloa Pl, Wilmington, NC, 28412; Start Date 11/2023; Role/Title: Owner; Not Investment Related; 5 hours per month; 1 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-02-03 |
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