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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fink's Jewelers | Roanoke | VA | 09/2013 | 06/2017 |
| New York Life Insurance Co | Roanoke | VA | 06/2017 | Present |
| Nylife Securities Llc | Roanoke | VA | 08/2017 | Present |
| The Conner Group | Vinton | VA | 10/2017 | Present |
| Eagle Strategies Llc | Vinton | VA | 07/2019 | Present |
[OPERATING UNDER THE DBA NAME OF THE CONNER GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; VINTON, VA; START DATE: 10/2017] [Maple Lee Investments, LLC; LLC created to pay a shared support staff/associated person to our DBA The Conner Group; 131 East Lee Ave, Vinton, VA 24179; Start Date 12/2023; Role/Title: Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; payroll processing] [APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 131 East Lee Ave, Vinton, VA 24179; Start Date 07/2021; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [Invictus Wealth Management, LLC; LLC established to use a payroll processor to pay my assistant; 6019 Sugar Loaf Mountain Road, Roanoke, VA 24018; Start Date 09/2021; Role/Title: Member; Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Community Foundation Serving Western Virginia; Charitable foundation providing responsible stewardship of entrusted funds that are granted to the community.; PO Box 1159, Roanoke, VA 24006; Start Date 10/2022; Role/Title: Board Member; Investment Related; 4 hours per month; 2 hours per month during securities trading hours] [Shenandoah Club; Member-based dining and business club.; 24 Franklin Road, Roanoke, VA 24011; Start Date 05/2024; Role/Title: Officer; Not Investment Related; 4 hours per month; 4 hours per month during securities trading hours; Vice President of the board, member of the Finance Committee][Taubman Women's Luncheon Planning Committee Chair; Help in the organizing and sponsorship outreach for a fundraising luncheon supporting our local art museum.; 110 Salem Ave Roanoke, VA 24011; Start Date 03/2024; Role/Title: Volunteer; Not Investment Related; 5 hours per month; 2 hours per month during securities trading hours; Planning meetings, outreach of friends and contacts for sponsorship support, set up work on table centerpieces and linens the week of and day of the event]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-11 |
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