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Carmen A Valiquette

Charles Schwab & Co., Inc.

Peoria, AZ

Scottsdale, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-05
CA RA APPROVED 2019-12-23
  • AZ RA
    APPROVED
    Since 2023-06-05
  • CA RA
    APPROVED
    Since 2019-12-23

Branch Locations

16165 North 83Rd Ave Suite #200, Peoria, AZ 85382 • United States

20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Peoria AZ 07/2017 Present
Modis Phoenix AZ 02/2017 07/2017
Wells Fargo Glendale AZ 06/2013 02/2017
Charles Schwab Bank Ssb Peoria AZ 02/2020 Present
Itworks Glendale AZ 06/2019 02/2020
  • 07/2017 → Present
    Charles Schwab & Co., Inc.
    Peoria, AZ
  • 02/2017 → 07/2017
    Modis
    Phoenix, AZ
  • 06/2013 → 02/2017
    Wells Fargo
    Glendale, AZ
  • 02/2020 → Present
    Charles Schwab Bank Ssb
    Peoria, AZ
  • 06/2019 → 02/2020
    Itworks
    Glendale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-23
  • S66 Uniform Combined State Law Examination
    2019-12-23
Other Names
  • Carmen Alice Mcconnell
  • Carmen A Yost

View on SEC IAPD

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