James Dugan

Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 11/2018
  Bank Of America
  Charlotte, NC
• 11/2018 → 01/2020
  Bank Of America
  Charlotte, NC
• 02/2020 → 05/2022
  Bank Of America
  New York, NY
• 06/2022 → 03/2026
  Alliancebernstein
  Nashville, TN
• 09/2013 → 05/2017
  Washington & Lee University
  Lexington, VA
• 03/2026 → Present
  United Capital Financial Advisors, Llc
  Irving, TX

Previous Registrations

• 2022-12-21 → 2026-03-13
  Alliancebernstein L.P.
  Nashville, TN

Exams

• S66 Uniform Combined State Law Examination
  2022-12-21

Other Names

• Jim Dugan
• James Dugan Dugan