Shanessa M Freshour

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-04-09
WA	RA	APPROVED	2025-01-22

TN RA
APPROVED

Since 2025-04-09
WA RA
APPROVED

Since 2025-01-22

Branch Locations

Bothell, WA • United States

Murfreesboro, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	08/2017	01/2025
Signet / Kay Jewelers	Cookeville	TN	07/2007	07/2017
Lpl Financial	Everett	WA	01/2025	Present

08/2017 → 01/2025

Edward Jones

St Louis, MO
07/2007 → 07/2017

Signet / Kay Jewelers

Cookeville, TN
01/2025 → Present

Lpl Financial

Everett, WA

Previous Registrations

2017-10-04 → 2025-01-22

Edward Jones

Murfreesboro, TN

St Louis, MO

Murfreesboro, TN

Murfreesboro, TN

Murfreesboro, TN

Other Businesses

1)10/14/2024 - Fresh Wealth Startegies - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)10/14/2024 - Real Estate Rental - Inv Rel - Murfreesboro, TN - Start: 03/2024 - 10 Hr/Mth 3)10/14/2024 - Solar Panels - Sell Excess Energy From Solar Panels on House to Electric Company - Non-Inv Rel - Murfreesboro, TN - Start: 12/2022

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-30

S66 Uniform Combined State Law Examination

2017-09-30

Other Names

Shanessa Marie Wenger
Shanessa Marie Espinoza
Shanessa Marie Freshour

View on SEC IAPD