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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-22
ME RA APPROVED 2017-10-23
  • TX RA
    APPROVED_RES
    Since 2021-12-22
  • ME RA
    APPROVED
    Since 2017-10-23

Branch Locations

Glenburn, ME • United States

54 Main St Ste 1, Oakland, ME 04963 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2017 Present
Btg Depere WI 04/2016 08/2017
  • 08/2017 → Present
    St Louis, MO
  • 04/2016 → 08/2017
    Btg
    Depere, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-29
  • S66 Uniform Combined State Law Examination
    2017-09-29
Other Names
  • Rob Smith

View on SEC IAPD

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