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Brooke Wooding

Wells Fargo Clearing Services, LLC

Chesterbrook, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-04
PA RA APPROVED 2019-07-10
  • TX RA
    APPROVED
    Since 2019-11-04
  • PA RA
    APPROVED
    Since 2019-07-10

Branch Locations

955 Chesterbrook Blvd Ste 320, Chesterbrook, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Folsom PA 02/2015 Present
Wells Fargo Clearing Services, Llc Folsom PA 07/2017 Present
Liberty University Lynchburg VA 03/2016 05/2017
  • 02/2015 → Present
    Wells Fargo Bank, Na
    Folsom, PA
  • 07/2017 → Present
    Wells Fargo Clearing Services, Llc
    Folsom, PA
  • 03/2016 → 05/2017
    Liberty University
    Lynchburg, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-10
S63 Uniform Securities Agent State Law Examination 2017-10-13
  • S66 Uniform Combined State Law Examination
    2019-07-10
  • S63 Uniform Securities Agent State Law Examination
    2017-10-13
Other Names
  • Brooke Frey
  • Brooke Mary Frey

View on SEC IAPD

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Other Offices

GRADIENT ADVISORS, LLC · Chesterbrook, PA
THRIVENT INVESTMENT MANAGEMENT INC. · Chesterbrook, PA
THE FAIRMAN GROUP, LLC · CHESTERBROOK, PA
KESTRA ADVISORY SERVICES, LLC · Wayne, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYNE, PA
THE FAIRMAN GROUP, LLC · CHESTERBROOK, PA
KESTRA ADVISORY SERVICES, LLC · Wayne, PA
WELLS FARGO CLEARING SERVICES, LLC · WAYNE, PA

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