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Jacky Hin Pui Tsang

Wells Fargo Clearing Services, LLC

Houston, TX

Katy, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-18
  • TX RA
    APPROVED
    Since 2023-04-18

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

5622 3Rd St, Katy, TX 77493 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Sugar Land TX 06/2016 Present
Wells Fargo Clearing Services, Llc Sugar Land TX 07/2017 Present
Unemployed Sugar Land TX 04/2016 06/2016
  • 06/2016 → Present
    Wells Fargo Bank, Na
    Sugar Land, TX
  • 07/2017 → Present
    Wells Fargo Clearing Services, Llc
    Sugar Land, TX
  • 04/2016 → 06/2016
    Unemployed
    Sugar Land, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-17
S63 Uniform Securities Agent State Law Examination 2018-07-13
  • S65 Uniform Investment Adviser Law Examination
    2023-04-17
  • S63 Uniform Securities Agent State Law Examination
    2018-07-13
Other Names
  • Jacky Tsang
  • Hin Pui Tsang
  • Hinpui Tsang
  • Hin P Tsang
  • Jacky Hin Pui Tsang
  • Hin-Pui Tsang

View on SEC IAPD

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