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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Rushville | IN | 01/2009 | 11/2018 |
| Wells Fargo Clearing Services, Llc | Rushville | IN | 07/2017 | 12/2018 |
| Flagstar Bank | Rushville | IN | 12/2018 | Present |
| Infinex Investments, Inc. | Meriden | CT | 12/2018 | 01/2024 |
| Lpl Financial Llc | Rushville | IN | 02/2024 | Present |
1) 02/01/2024 - Bar-T Ranch and Rabbitry - Farm - Rabbit Breeder - Hobby Farm - raises and sells rabbits, goats, poultry, and eggs - IN 473331 - Not investment related - Start date: 01/01/2013. 2) 02/01/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Flagstar Wealth Services - Investment related - At reported business location(s). 3) 02/2024 - Flagstar Bank - Financial Institution Duty - Branch Leader - IN 46173 - Investment related - 175 Hours per month - Start date: 12/01/2018. 4) 02/2024 - Flagstar Bank - Notary - IN 46173 - Investment related - 5% Time spent - Start date: 08/13/2019. 5) 02/2024 - Primary Residence - Real Estate Rental - owner - IN 47331 - Investment related - Start date: 01/01/2019. 6) 02/2024 - Breakfast Optimist Club of Rushville - Non-Profit Board Member - Club President - IN 46173 - Investment related - Start date: 01/01/2010. 7) 04/14/2026 - Rush County Chamber of Commerce - Non-Profit Board Member - Not Investment Related - Rushville, IN - Start Date 02/11/2026 - 5 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-13 |
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