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Maddie Sinhang Lau

Wells Fargo Clearing Services, LLC

San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-14
CA RA APPROVED 2020-12-12
  • TX RA
    APPROVED
    Since 2021-10-14
  • CA RA
    APPROVED
    Since 2020-12-12

Branch Locations

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Pleasanton CA 11/2016 07/2017
Wells Fargo Clearing Services Llc San Francisco CA 07/2017 Present
Target Corporation Livermore CA 09/2016 11/2016
  • 11/2016 → 07/2017
    Wells Fargo Bank Na
    Pleasanton, CA
  • 07/2017 → Present
    Wells Fargo Clearing Services Llc
    San Francisco, CA
  • 09/2016 → 11/2016
    Target Corporation
    Livermore, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-12
S63 Uniform Securities Agent State Law Examination 2017-10-14
  • S66 Uniform Combined State Law Examination
    2020-12-12
  • S63 Uniform Securities Agent State Law Examination
    2017-10-14
Other Names
  • Maddie Lau

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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