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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co. Inc. | Valley View | TX | 07/2017 | Present |
| Infant House | Flower Mound | TX | 06/2016 | 11/2017 |
| Divine Mercy Catholic Books & Gifts | Denton | TX | 01/2014 | 12/2017 |
1) Spring Creek Farms, LLC | Investment Related:No|5437 I-35 Frontage Rd|Gainesville|Texas|76240|US|Food/Beverage Production|Employee|12/13/2025|20-40|0|This is a dairy farm. I will be helping with feeding the animals and milking the cows, plus other small things for upkeep of the farm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-22 |
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