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Christopher John Burlingame

Empower Advisory Group, LLC

Temecula, CA

Greenwood Village, CO

CRD 6834091

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-27
  • CA RA
    APPROVED
    Since 2024-11-27

Branch Locations

Temecula, CA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Ladera Ranch CA 07/2016 02/2019
Wells Fargo Clearing Services Llc Ladera Ranch CA 07/2017 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 02/2019 02/2022
Bank Of America, N.A. Newport Beach CA 02/2019 02/2022
Gwfs Equities, Inc Greenwood Village CO 02/2022 Present
Advised Assets Group, Llc Greenwood Village CO 02/2022 Present
  • 07/2016 → 02/2019
    Wells Fargo Bank Na
    Ladera Ranch, CA
  • 07/2017 → 02/2019
    Wells Fargo Clearing Services Llc
    Ladera Ranch, CA
  • 02/2019 → 02/2022
    Newport Beach, CA
  • 02/2019 → 02/2022
    Bank Of America, N.A.
    Newport Beach, CA
  • 02/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 02/2022 → Present
    Advised Assets Group, Llc
    Greenwood Village, CO
Previous Registrations
Other Businesses

Prado Homes Association. Investment Related: No. Property Management. HOA Board Member. hours/month: 2. during work hours: 0. I am running for a position on the board. My role would be voting on fines, rule changes, spending on community projects.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-27
S63 Uniform Securities Agent State Law Examination 2017-10-13
  • S66 Uniform Combined State Law Examination
    2019-06-27
  • S63 Uniform Securities Agent State Law Examination
    2017-10-13
Other Names
  • Cj Burlingame
  • Christopher Burlingame
  • Christopher John Burlingame

View on SEC IAPD

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