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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-27 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Ladera Ranch | CA | 07/2016 | 02/2019 |
| Wells Fargo Clearing Services Llc | Ladera Ranch | CA | 07/2017 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 02/2019 | 02/2022 |
| Bank Of America, N.A. | Newport Beach | CA | 02/2019 | 02/2022 |
| Gwfs Equities, Inc | Greenwood Village | CO | 02/2022 | Present |
| Advised Assets Group, Llc | Greenwood Village | CO | 02/2022 | Present |
Prado Homes Association. Investment Related: No. Property Management. HOA Board Member. hours/month: 2. during work hours: 0. I am running for a position on the board. My role would be voting on fines, rule changes, spending on community projects.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-13 |
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