Raquel Renee Peregrin

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Irvine, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Irvine, CA

Previous Registrations

• 2012-10-16 → 2016-01-12
  Bancwest Investment Services, Inc.
  Newport Beach, CA
  Santa Ana, CA
  Stanton, CA
  Irvine, CA
  Santa Ana, CA
  Foothill Ranch, CA
  Mission Viejo, CA
  San Clemente, CA
• 2009-03-09 → 2010-11-03
  Edward Jones
  Newport Beach, CA
  Laguna Hills, CA
• 2007-02-01 → 2009-01-14
  Wells Fargo Clearing Services, Llc
  Mission Viejo, CA
  Irvine, CA
  Lynwood, CA
  Irvine, CA
  Irvine, CA

Other Businesses

DUNAMIS 1:11 LLC; INV RELATED; LAKE HAVASU CITY; AZ; CO-OWNER; SHORT TERM VACATION RENTAL; START DATE 7/24/2023; 10 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: OWNER.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-30
• S63 Uniform Securities Agent State Law Examination
  1999-12-06

Other Names

• Raquel Traylor
• Raquel Renee Hargrave
• Raquel Renee Hargrave
• Raquel Renee O'QUinn
• Raquel Renee Oquinn