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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-01-01
  • FL RA
    APPROVED
    Since 2010-01-01

Branch Locations

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Miami Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs International Inc Miami FL 03/2009 Present
Ubs Financial Services Inc. Miami FL 01/2010 Present
Previous Registrations
  • 2009-03-27 → 2010-01-01
    Ubs International Inc.
    Miami, FL
  • 2003-03-21 → 2009-04-14
    Miami, FL
    Miami, FL
  • 2003-01-17 → 2003-03-25
    Credit Suisse Securities (Usa) Llc
    Miami, FL
  • 2000-12-08 → 2003-01-17
    Pershing Llc
    Miami, FL
Other Businesses

1. camino la posa spaChile, las condes santiago, chile, Sole proprietorship, Real Estate, pasive investment in undeveloped land. buy and hold long term, Proprietor / owner, minor expenses, pay CPA for annual taxes (will be 0 for years) , pay property taxes., start date-2/7/2025, Investment related-Yes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-06-28
  • S63 Uniform Securities Agent State Law Examination
    2000-06-28

View on SEC IAPD

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