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Current Employers
Fidelity Institutional Wealth Adviser Llc

245 Summer Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-10-01
TX RA APPROVED 2025-10-01
  • RI RA
    APPROVED
    Since 2025-10-01
  • TX RA
    APPROVED
    Since 2025-10-01

Branch Locations

Providence, RI • United States

500 Salem Street, Smithfield, RI 02917-1288 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Smithfield RI 05/2017 Present
Albany Academy / Hobart And William Smith Alabny & Geneva NY 01/2000 05/2017
  • 05/2017 → Present
    Fidelity Investments
    Smithfield, RI
  • 01/2000 → 05/2017
    Albany Academy / Hobart And William Smith
    Alabny & Geneva, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-01
S63 Uniform Securities Agent State Law Examination 2018-01-31
  • S65 Uniform Investment Adviser Law Examination
    2025-10-01
  • S63 Uniform Securities Agent State Law Examination
    2018-01-31

View on SEC IAPD

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