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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-12 |
| MD | RA | APPROVED | 2019-08-21 |
Branch Locations
30 Goldsborough Street Suite 200, Easton, MD 21601-3120 • United States
Phoenix, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Nc. | Hunt Valley | MD | 07/2017 | 08/2019 |
| M&T Bank | Hunt Valley | MD | 02/2014 | 07/2017 |
| Rbc Capital Markets, Llc. | Easton | MD | 08/2019 | Present |
| City National Bank | Easton | MD | 08/2021 | Present |
1) Name: Nice Cans Jewelry Address: 2707 Paper Mill Rd, Phoenix, MD 21131 Business Description: Handmade earrings Business is not investment related Projected Start Date: 07/01/20 Capacity: Owner - Active Duties Performed: Make and sell earrings at small events, Farmers markets, and online through online retailer ETSY Devoted to this OBA per Month: 5 or less Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-24 |
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