Nicholas Porretta

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2026 → Present
  Lpl Financial
  King Of Prussia, PA
• 01/2024 → Present
  Porretta Holdings, Llc
  Conshohocken, PA
• 05/2012 → 11/2016
  Gkfo, Llc
  West Conshohocken, PA
• 11/2016 → 06/2017
  Meridean Bank
  Malvern, PA
• 06/2017 → 01/2020
  Meridean Wealth Partners, Llc
  Plymouth Meeting, PA
• 01/2020 → 08/2023
  Lpl Financial, Llc
  Philadelphia, PA
• 08/2023 → 04/2024
  T3 Trading Group, Llc
  New York, NY
• 01/2020 → 08/2023
  Claire Reid Advisory
  King Of Prussia, PA

Previous Registrations

• 2020-01-29 → 2023-09-05
  Lpl Financial Llc
  Horsham, PA
• 2017-10-14 → 2020-01-24
  Meridian Wealth Partners, Llc
  East Norriton, PA

Other Businesses

1. 05/2026 - Porretta Holdings, LLC - Business Owner - Inv Related – 240 Hour(s)/Month – 160 Hour(s) During Trading – Conshohocken, PA, 19428 – OBA Start Date: 12/31/2024 2. 05/2026 - Claire Reid Wealth Advisory - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 5/20/2026

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-06-01
• S65 Uniform Investment Adviser Law Examination
  2017-10-14

Designations

• Certified Financial Planner

Other Names

• Nicholas Peter Porretta