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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-07-01 |
| MD | RA | APPROVED | 2026-06-08 |
Branch Locations
77 Upper Rock Cir 8Th Flr, Rockville, MD 20850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 07/2017 | 01/2018 |
| Minnesota Life Insurance Co | St Paul | MN | 07/2017 | 12/2017 |
| Diamond State Financial | Newark | DE | 07/2017 | 12/2017 |
| Gary's Dewey Beach Grill | Wilmington | DE | 05/2013 | 09/2016 |
| University Of Delaware | Newark | DE | 07/2013 | 05/2017 |
| M&T Bank | Wilmington | DE | 01/2018 | 01/2022 |
| M&T Securtities, Inc. | Wilmington | DE | 01/2018 | 01/2022 |
| M&T Bank | Baltimore | MD | 01/2022 | Present |
| Lpl Financial | Baltimore | MD | 12/2025 | Present |
1- 12/2025 / M&T Financial Services / Financial Institution Duty / Investment Related / 140 hrs mth / 140 hrs during trading / Start date: 12/01/2025 2- 12/2025 / Investment products and services are offered through LPL Financial LLC using the DBA/trade name M&T Financial Services - Investment Related - At Reported Business Location(s) - Start Date 01/29/2018 - 160 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-03 |
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