Timothy James Ratty

Current Employers

Employment History

• 10/2009 → 11/2016
  Wells Fargo Advisors Llc
  Fort Lauderdale, FL
• 11/2016 → 06/2018
  Wells Fargo Clearing Services, Llc
  Fort Lauderdale, FL
• 03/2019 → 03/2020
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2019 → 03/2020
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 07/2018 → 02/2019
  Unemployed
  Lake Worth, FL
• 03/2020 → 10/2021
  Janney Montgomery Scott Llc
  Boca Raton, FL
• 10/2021 → Present
  Janney Montgomery Scott Llc
  Boca Raton, FL

Previous Registrations

• 2019-03-14 → 2020-04-03
  Cambridge Investment Research Advisors, Inc.
  Boca Raton, FL
  Parkland, FL
• 2009-12-17 → 2018-07-27
  Wells Fargo Clearing Services, Llc
  Jacksonville, FL
  Miami, FL
  Fort Lauderdale, FL
  Boca Raton, FL
  Jacksonville, FL
  Boca Raton, FL
  Boca Raton, FL
  Fort Lauderdale, FL
  West Palm Beach, FL
  Palm Beach, FL
• 2003-05-16 → 2003-05-19
  Morgan Stanley Dw Inc.
  Rockaway, NY

Other Businesses

1. Florida Securities Dealer Associate, Jupiter, FL. Member/Volunteer (01/2024) for the Elder Fraud Committee. Contribute to the advocacy, education and collaboration of financial professionals in Florida benefiting the communities. Not compensated, 4 hours/month, not investment related. 2. Trustbridge Hospice Foundation, Boca Raton, FL. Committee Volunteer (02/2025) - Event organizing, securing auction item donations. Not compensated, not investment related, 3 hours/month, 3. Alex's Lemondade Stand Foundation, Wynnewood, PA. Advisory Board Member (08/2026) -n assist with Philanthropic Giving strategies. Not investment related, not compensated, 1 hour/month.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-14
• S65 Uniform Investment Adviser Law Examination
  1998-10-23
• S63 Uniform Securities Agent State Law Examination
  1998-09-30