Inactive

Enrique Roberto Walsh

Wm Advisors Usa LLC

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Current Employers

Wm Advisors Usa Llc

Miami, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-14

FL RA
APPROVED

Since 2024-06-14

Branch Locations

Miami, FL • United States

San Salvador • El Salvador

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Woodrock Securities, L.P.	Houston	TX	07/2017	08/2019
Rice University	Houston	TX	08/2013	05/2017
Woodrock Securities, L.P.	Houston	TX	08/2019	07/2022
Wma Holdings, Inc	Panama		07/2022	Present
Wm Advisors Usa Llc	Miami	FL	05/2024	Present

07/2017 → 08/2019

Woodrock Securities, L.P.

Houston, TX
08/2013 → 05/2017

Rice University

Houston, TX
08/2019 → 07/2022

Woodrock Securities, L.P.

Houston, TX
07/2022 → Present

Wma Holdings, Inc

Panama
05/2024 → Present

Wm Advisors Usa Llc

Miami, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-04
S63	Uniform Securities Agent State Law Examination	2018-03-18

S66 Uniform Combined State Law Examination

2024-06-04
S63 Uniform Securities Agent State Law Examination

2018-03-18

View on SEC IAPD

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