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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2018-04-16
TX RA APPROVED_RES 2017-04-21
OH RA APPROVED 2017-04-20
  • AL RA
    APPROVED
    Since 2018-04-16
  • TX RA
    APPROVED_RES
    Since 2017-04-21
  • OH RA
    APPROVED
    Since 2017-04-20

Branch Locations

31099 Chagrin Boulevard, Pepper Pike, OH 44124 • United States

Dadeville, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Chagrin Falls OH 08/2006 04/2017
Morgan Stanley Pepper Pike OH 04/2017 Present
Morgan Stanley Private Bank, National Association New York NY 04/2017 Present
  • 08/2006 → 04/2017
    Merrill Lynch, Pierce, Fenner & Smith
    Chagrin Falls, OH
  • 04/2017 → Present
    Pepper Pike, OH
  • 04/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. I*23076 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CLEAV PEAVY....MUSICIAN INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHAGRIN FALLS, OHIO NATURE OF BUSINESS: OTHER,SOLE PROP POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 04/1988 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ENTERTAINMENT MUSICIAN 2. I*78887 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CP REAL ESTATE INVESTMENT RELATED: Y ADDRESS OF BUSINESS: CHAGRIN FALLS, OHIO NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/1991 NUMBER OF HOURS DEVOTED AFTER TRADING HOURS: 10 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COMMERICAL REAL ESTATE INVESTMENT AND DEVELOPMENT 3. *412821 - Lake House Rental; Investment related - Yes; Dadeville, Alabama; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 0; After business hours: 10; Property Management *676279 - Peavy Family Properties; Investment related: Yes; dadeville, Alabama; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 1; llc that owns my farm. i want to rent out pole barn and billboard space *672399- Classic Car Experiences; Investment related: Yes; Dadeville, Alabama; Automotive/Transportation; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 0; After business hours: 4; Investment Decisions/Advice *672400 - billboard rental; Investment related: Yes; dadeville, Alabama; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 1; Investment Decisions/Advice

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-06
S63 Uniform Securities Agent State Law Examination 1999-03-15
  • S65 Uniform Investment Adviser Law Examination
    1999-04-06
  • S63 Uniform Securities Agent State Law Examination
    1999-03-15
Other Names
  • Cleav Peavy

View on SEC IAPD

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