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Peggy Sue Taylor

Raymond James Financial Services Advisors, Inc

Wilmington, DE

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-07
DE RA APPROVED 2019-04-01
  • TX RA
    APPROVED_RES
    Since 2025-01-07
  • DE RA
    APPROVED
    Since 2019-04-01

Branch Locations

1013 Centre Rd Suite 228, Wilmington, DE 19805 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oak Knoll Books New Castle DE 01/2013 07/2017
Raymond James Financial Services, Inc Wilmington DE 07/2017 04/2019
Raymond James Financial Services Advisors Wilmington DE 04/2019 Present
Raymond James Financial Services, Inc Wilmington DE 04/2019 Present
Bassett Dawson & Foy, Inc. Wilmington DE 07/2017 06/2023
  • 01/2013 → 07/2017
    Oak Knoll Books
    New Castle, DE
  • 07/2017 → 04/2019
    Raymond James Financial Services, Inc
    Wilmington, DE
  • 04/2019 → Present
    Raymond James Financial Services Advisors
    Wilmington, DE
  • 04/2019 → Present
    Raymond James Financial Services, Inc
    Wilmington, DE
  • 07/2017 → 06/2023
    Bassett Dawson & Foy, Inc.
    Wilmington, DE
Other Businesses

(1) Name of Business: Dawson Wealth Management LLC Address: 1013 Centre Rd Ste 228, Wilmington, DE, 19805-1273, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/26/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Senior Client Service Associate/Registered Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-30
  • S66 Uniform Combined State Law Examination
    2019-03-30
Other Names
  • Peggy Sue Klein
  • Peggy Sue Cook

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
KINGSVIEW WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

More in Wilmington, DE

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