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Alvaro Morales

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-10
TX RA APPROVED 2024-04-09
  • FL RA
    APPROVED
    Since 2024-04-10
  • TX RA
    APPROVED
    Since 2024-04-09

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Miami FL 07/2017 06/2020
Jpmorgan Chase Bank Na Miami FL 07/2017 06/2020
Unemployed Blacksburg VA 08/2016 07/2017
Eon Investments Lp Houston TX 11/2016 08/2025
Jpmorgan Chase Bank Na Los Angeles CA 07/2020 Present
Jpmorgan Securities Llc Los Angeles CA 07/2020 Present
  • 07/2017 → 06/2020
    Jpmorgan Securities Llc
    Miami, FL
  • 07/2017 → 06/2020
    Jpmorgan Chase Bank Na
    Miami, FL
  • 08/2016 → 07/2017
    Unemployed
    Blacksburg, VA
  • 11/2016 → 08/2025
    Eon Investments Lp
    Houston, TX
  • 07/2020 → Present
    Jpmorgan Chase Bank Na
    Los Angeles, CA
  • 07/2020 → Present
    Jpmorgan Securities Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-09
S63 Uniform Securities Agent State Law Examination 2017-11-13
  • S65 Uniform Investment Adviser Law Examination
    2024-04-09
  • S63 Uniform Securities Agent State Law Examination
    2017-11-13
Other Names
  • Alvaro Morales
  • Alvaro Morales Lombardo

View on SEC IAPD

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