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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-11-06
  • GA RA
    APPROVED
    Since 2020-11-06

Branch Locations

3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc. Atlanta GA 07/2017 09/2020
Jpmorgan Chase Bank, N.A. Atlanta GA 07/2017 09/2020
Silver Dollar Bar Athens GA 01/2015 05/2017
Unemployed Winter Park FL 06/2017 06/2017
Ubs Financial Services Inc. Atlanta GA 10/2020 Present
Uber Athens GA 02/2017 04/2017
  • 07/2017 → 09/2020
    Jpmorgan Securities Llc.
    Atlanta, GA
  • 07/2017 → 09/2020
    Jpmorgan Chase Bank, N.A.
    Atlanta, GA
  • 01/2015 → 05/2017
    Silver Dollar Bar
    Athens, GA
  • 06/2017 → 06/2017
    Unemployed
    Winter Park, FL
  • 10/2020 → Present
    Atlanta, GA
  • 02/2017 → 04/2017
    Uber
    Athens, GA
Other Businesses

1. Loring Heights Neighborhood Association, NWAtlanta United States-30309, Neighborhood Association, Make decisions to help with the upkeep and new endeavors of our neighborhood, Treasurer, handle payments for services render in the neighborhood, start date-2/10/2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-05
S63 Uniform Securities Agent State Law Examination 2017-09-18
  • S66 Uniform Combined State Law Examination
    2020-11-05
  • S63 Uniform Securities Agent State Law Examination
    2017-09-18
Other Names
  • John Lindsey
  • John Forrester Lindsey

View on SEC IAPD

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