John Lindsey

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 09/2020
  Jpmorgan Securities Llc.
  Atlanta, GA
• 07/2017 → 09/2020
  Jpmorgan Chase Bank, N.A.
  Atlanta, GA
• 01/2015 → 05/2017
  Silver Dollar Bar
  Athens, GA
• 06/2017 → 06/2017
  Unemployed
  Winter Park, FL
• 10/2020 → Present
  Ubs Financial Services Inc.
  Atlanta, GA
• 02/2017 → 04/2017
  Uber
  Athens, GA

Other Businesses

1. Loring Heights Neighborhood Association, NWAtlanta United States-30309, Neighborhood Association, Make decisions to help with the upkeep and new endeavors of our neighborhood, Treasurer, handle payments for services render in the neighborhood, start date-2/10/2025.

Exams

• S66 Uniform Combined State Law Examination
  2020-11-05
• S63 Uniform Securities Agent State Law Examination
  2017-09-18

Other Names

• John Lindsey
• John Forrester Lindsey