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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-12-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kentucky Fried Chicken | Omaha | NE | 12/2010 | 01/2017 |
| Doane University | Crete | NE | 08/2013 | 05/2017 |
| Td Ameritrade | Omaha | NE | 07/2017 | 07/2023 |
| Doane University | Crete | NE | 08/2013 | 05/2017 |
| School | Omaha | NE | 08/2000 | Present |
| Charles Schwab & Co., Inc. | Omaha | NE | 01/2022 | Present |
| Charles Schwab Bank Ssb | Omaha | NE | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-30 |
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