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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-09-30
  • NE RA
    APPROVED
    Since 2022-09-30

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 07/2017 02/2023
Celebrate Community Church Sioux Falls SD 05/2013 04/2017
Advocare Plano TX 05/2011 Present
Charles Schwab & Co., Inc. Omaha NE 09/2022 Present
  • 07/2017 → 02/2023
    Td Ameritrade
    Omaha, NE
  • 05/2013 → 04/2017
    Celebrate Community Church
    Sioux Falls, SD
  • 05/2011 → Present
    Advocare
    Plano, TX
  • 09/2022 → Present
    Omaha, NE
Previous Registrations
  • 2017-12-20 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
  • 2017-12-20 → 2019-05-28
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
Other Businesses

AdvoCare. Not investment related. 2801 Summit Ave. Plano, TX. Health and Nutrional Company. Distributor. May 2011. 0-10 hours. O hours devoted during securities trading hours. Distributor of health supplements. Name: Crossover Church, Role: Church Planter, Type: Other, Start Date: 07/09/2020, Investment Related?: No, Address: 15541 Knudsen Circle, Bennington, NE 68007, Number of Hours/Mo: 20, Duties: Starting new church, lead pastor Whatnot| Investment Related: No| Selling Lego mini-figures on app|Seller|2023-02-23|Hours Per Month :Less than 20|HoursSpentduringSecurityTrading:0|Seller of Lego mini-figures on whatnot app

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-19
S63 Uniform Securities Agent State Law Examination 2017-08-29
  • S66 Uniform Combined State Law Examination
    2017-12-19
  • S63 Uniform Securities Agent State Law Examination
    2017-08-29
Other Names
  • Casey Comstock

View on SEC IAPD

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