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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-09-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Omaha | NE | 07/2017 | 02/2023 |
| Celebrate Community Church | Sioux Falls | SD | 05/2013 | 04/2017 |
| Advocare | Plano | TX | 05/2011 | Present |
| Charles Schwab & Co., Inc. | Omaha | NE | 09/2022 | Present |
AdvoCare. Not investment related. 2801 Summit Ave. Plano, TX. Health and Nutrional Company. Distributor. May 2011. 0-10 hours. O hours devoted during securities trading hours. Distributor of health supplements. Name: Crossover Church, Role: Church Planter, Type: Other, Start Date: 07/09/2020, Investment Related?: No, Address: 15541 Knudsen Circle, Bennington, NE 68007, Number of Hours/Mo: 20, Duties: Starting new church, lead pastor Whatnot| Investment Related: No| Selling Lego mini-figures on app|Seller|2023-02-23|Hours Per Month :Less than 20|HoursSpentduringSecurityTrading:0|Seller of Lego mini-figures on whatnot app
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-29 |
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