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Johnathan Eric Ramirez

Wells Fargo Clearing Services, LLC

San Antonio, TX

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-27
  • TX RA
    APPROVED
    Since 2023-07-27

Branch Locations

20826 Us Hwy 281 N, San Antonio, TX 78258 • United States

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na San Antonio TX 06/2012 Present
Wells Fargo Clearing Services, Llc San Antonio TX 07/2017 03/2018
Family Dollar San Antonio TX 10/2016 01/2017
Wells Fargo Clearing Services, Llc San Antonio TX 03/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-26
S63 Uniform Securities Agent State Law Examination 2023-07-03
  • S65 Uniform Investment Adviser Law Examination
    2023-07-26
  • S63 Uniform Securities Agent State Law Examination
    2023-07-03
Other Names
  • Johnathan Ramirez
  • Johnathan Eric Ramirez

View on SEC IAPD

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