Nicholas Ryan Philbeck

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 05/2022
  Wells Fargo Bank, Na
  Austin, TX
• 10/2017 → 05/2022
  Wells Fargo Clearing Services, Llc
  Austin, TX
• 05/2022 → Present
  Lpl Financial Llc
  San Antonio, TX

Previous Registrations

• 2021-06-09 → 2022-06-07
  Wells Fargo Clearing Services, Llc
  Lakeway, TX
  Austin, TX
  Austin, TX

Other Businesses

1) 05/04/2022 - NFA Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2022 2) 05/04/2022 - Philbeck's Boating Company, LLC - Owner - Non-Inv Rel - Boat Detailing Comapny - Lago Vista, TX - Start: 02/2017 - 15 Hr/Mth 3) 05/03/2023 - Strategic Financial Concepts - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Paraplanner - Start Date 06/01/2022 - 160 Hours Per Month/160 Hours During Securities Trading 4) 08/17/2023 - Notary Public for the State of Texas - Other - Notary Public - Investment Related - At Reported Business Location(s) - Start Date 01/15/2015 - 5 Hours Per Month/ 5 Hours During Trading 5) 01/10/2025 - Philbeck Private Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:01/15/2025 - 160 Hrs/Mth - 160 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2021-06-08
• S63 Uniform Securities Agent State Law Examination
  2017-10-12

Other Names

• Nick Ryan Philbeck
• Nicholas Ryan Philbeck