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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2019-04-09 |
| WA | RA | APPROVED | 2018-10-29 |
| TX | RA | APPROVED | 2018-09-27 |
| FL | RA | APPROVED | 2018-03-22 |
| NE | RA | APPROVED | 2017-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Kearney | NE | 07/2017 | Present |
| U.S. Trust, Bank Of America, N.A. | Kansas City | MO | 07/2014 | 07/2017 |
KANSAS BAR ASSOCIATION, NOT INV. RELATED, TOPEKA, KS. START 7/10/2017, 0 HOURS/MONTH, 0 DURING TRADING, HOLDS LAW LICENSE. MISSOURI BAR ASSOCIATION, NOT INV. RELATED, JEFFERSON CITY, MO. START 1/1/2019, 0 HOURS/MONTH, 0 DURING TRADING, LAW LICENSE (INACTIVE STATUS). NEBRASKA SUPREME COURT, NOT INV. RELATED, LINCOLN, NE. START 7/10/2017, 0 HOURS/MONTH, 0 DURING TRADING, HOLDS LAW LICENSE. ST. CECILIA'S CATHOLIC CHURCH; NOT INV RELATED; HASTINGS,NE; FINANCE COMMITTEE MEMBER; START 7/2018; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 1; DISCUSS BUDGETARY ITEMS AND OFFER ADVICE ON THOSE BUDGETARY ITEMS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-14 |
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