Ronald Stephen Rader

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1994 → Present
  Rader & Rader Cpas
  Avon, IN
• 03/2006 → 10/2017
  National Planning Corporation
  Avon, IN
• 10/2017 → 02/2023
  Securities America, Inc.
  Avon, IN
• 10/2017 → 02/2023
  Securities America Advisors
  Avon, IN
• 02/2023 → Present
  Lpl Financial Llc
  Avon, IN

Previous Registrations

• 2017-10-30 → 2023-02-02
  Securities America Advisors, Inc.
  Avon, IN
• 2006-03-31 → 2017-11-03
  National Planning Corporation
  Noblesville, IN
  Avon, IN
• 2002-03-27 → 2006-07-06
  Independent Advisers Group Corp
  Avon, IN
• 2002-03-06 → 2006-04-03
  Osaic Fs, Inc.
  Avon, IN

Other Businesses

1) 01/25/2023 - Rader & Rader CPAs - Tax Prep/Accounting/CPA - inv rel - start 09/01/1994 2) 01/25/2023 - Rader Financial Services- DBA for LPL Business (entity for LPL business) - in - rel - at reported business location(s) 3) 01/25/2023 - Loan - inv related family member for real estate/home improvements start 12/08/2020 4) 08/03/2023 - Rader & Rader - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/31/2023 - 5 Hours Per Month/ 5 Hours During Trading 5) 10/06/2023 - Rader & Rader CPAs & Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/21/2023 - 20 Hours Per Month/ 20 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-02-05