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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-26 |
| TX | RA | APPROVED | 2024-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc. | Orange County | CA | 06/2017 | Present |
| Jpmorgan Chase Bank, N.A. | Orange County | CA | 06/2017 | Present |
| Jp Morgan Chase & Co. | Newark | DE | 07/2015 | 06/2017 |
| Newport Beach Surfdawgs Lacrosse | New Port Beach | CA | 01/2020 | 02/2024 |
| Corona Del Mar High School Lacrosse | Newport Beach | CA | 02/2023 | 02/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-19 |
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