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Raquel Marie Raiten

Charles Schwab & Co., Inc.

Indianapolis, IN

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-01-11
  • IN RA
    APPROVED
    Since 2021-01-11

Branch Locations

8332 Woodfield Crossing Blvd., Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 07/2017 Present
State Collection Service Madison WI 11/2016 06/2017
World Finance Baraboo WI 09/2014 11/2016
Schwab Private Client Advisory, Inc. Indianapolis IN 11/2018 01/2021
  • 07/2017 → Present
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 11/2016 → 06/2017
    State Collection Service
    Madison, WI
  • 09/2014 → 11/2016
    World Finance
    Baraboo, WI
  • 11/2018 → 01/2021
    Schwab Private Client Advisory, Inc.
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-06
S63 Uniform Securities Agent State Law Examination 2018-04-17
  • S66 Uniform Combined State Law Examination
    2018-09-06
  • S63 Uniform Securities Agent State Law Examination
    2018-04-17
Other Names
  • Raquel Raiten
  • Raquel Marie Yazghi Moubachir
  • Raquel M Lytle
  • Raquel Lytle
  • Raquel Marie Raiten

View on SEC IAPD

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SANCTUARY ADVISORS, LLC · Indianapolis, IN
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NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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