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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-03 |
Branch Locations
6500 International Parkway Suite 2050, Plano, TX 75093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lbmz Securities Inc | Chicago | IL | 09/2018 | 02/2021 |
| Municipal Trust & Savings Bank | Bourbonnais | IL | 08/2017 | 08/2018 |
| Best Buy | Bourbonnais | IL | 11/2012 | 04/2017 |
| Olivet Nazarene University | Bourbonnais | IL | 09/2013 | 05/2018 |
| Robinhood Financial, Llc | Southlake | TX | 02/2021 | Present |
| Fisher Investments | Plano | TX | 09/2022 | Present |
L&W Specialists LLC. Not investment related. 2940 River Bend Dr, Kankakee, IL 60901. Reselling sneakers. CEO. 02/20. 8 hours on the weekend. 0 hours during securities trading hours. I purchase and sell sneakers on the weekend. the name of the other business; Dusk Proxies LLC whether the business is investment-related; no the address of the other business; Middletown, DE the nature of the other business; Dusk Proxies your position; Owner title, or relationship with the other business; Owner the start date of your relationship; 7/1/22 the approximate number of hours/month you devote to the other business; 1-5 hours the number of hours you devote to the other business during securities trading hours; 0 hours and briefly describe your duties relating to the other business; When the company was originally formed I assisted in the formation and some of the code on how "proxies" were formed on Amazon's AWS server. These proxies are used to spoof a device for various reasons such as ticket buying, etc. I do not hold any active role in this company nor have I received any financial compensation for what I've done. I just have my name on the LLC (own 33%).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-22 |
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