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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-05 |
Branch Locations
1 S Federal Highway, Boca Raton, FL 33432 • United States
100 Ne Third Ave Suite 900, Ft. Lauderdale, FL 33301 • United States
155 E Blue Heron Blvd, Riviera Beach, FL 33404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 01/2015 | 09/2016 |
| Comerica Securities, Inc. | Dallas | TX | 09/2016 | 11/2023 |
| Ameriprise Financial Services, Llc | Dallas | TX | 11/2023 | 03/2025 |
| Fifth Third Bank | Tampa | FL | 03/2025 | Present |
| Fifth Third Securities | Tampa | FL | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-09 |
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