Megan Nicole Sutula

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2020-07-31
TX	RA	APPROVED	2020-07-31

NC RA
APPROVED

Since 2020-07-31
TX RA
APPROVED

Since 2020-07-31

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	07/2017	Present
University Of South Carolina	Columbia	SC	08/2013	05/2017
Vanguard Marketing Corporation	Charlotte	NC	07/2017	Present
Vanguard Advisers, Inc.	Charlotte	NC	07/2020	Present

07/2017 → Present

The Vanguard Group, Inc.

Charlotte, NC
08/2013 → 05/2017

University Of South Carolina

Columbia, SC
07/2017 → Present

Vanguard Marketing Corporation

Charlotte, NC
07/2020 → Present

Vanguard Advisers, Inc.

Charlotte, NC

Other Businesses

NAME OF BUSINESS: EXECUTOR FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: EXECUTOR START DATE: 01/2023 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: GATHER ASSETS OF THE DECEDENT, PAY LIABILITIES OF THE ESTATE

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-08-23

S63 Uniform Securities Agent State Law Examination

2017-08-23

Designations

Certified Financial Planner

Other Names

Megan Nicole Sutula
Megan Sutula

View on SEC IAPD