Iris Rebecca Smith

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 07/2017
  Educational Testing Services
  Princeton, NJ
• 08/2007 → 05/2023
  Carolina Renaissance Festival
  Huntersville, NC
• 05/2015 → 03/2017
  York Technical College
  Rock Hill, SC
• 12/2013 → 07/2017
  L & E Research
  Charlotte, NC
• 07/2017 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 01/2018 → 01/2018
  Life Builders
  Rock Hill, SC
• 05/2018 → Present
  Self-Employed
  Concord, NC
• 07/2017 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 02/2021 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CONCORD, NORTH CAROLINA NATURE OF BUSINESS: CHILDREN'S ENTERTAINMENT POSITION: ENTERTAINER START DATE: 05/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PERFORM FOR CHILDREN'S EVENTS AND PARTIES

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-08-23

Designations

• Certified Financial Planner

Other Names

• Iris Rebecca Fleming
• Iris Rebecca Smith
• Iris Smith