Best Investors Account Sign in

Katherine Edelen Robinson

Ubs Financial Services Inc.

Charlotte, NC

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-07-18
  • NC RA
    APPROVED
    Since 2022-07-18

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Davidson College Davidson NC 08/2013 05/2017
The Vanguard Group, Inc. Charlotte NC 07/2017 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 02/2019 07/2022
Ubs Financial Services Charlotte NC 07/2022 Present
  • 08/2013 → 05/2017
    Davidson College
    Davidson, NC
  • 07/2017 → 02/2019
    The Vanguard Group, Inc.
    Charlotte, NC
  • 02/2019 → 07/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Charlotte, NC
  • 07/2022 → Present
    Ubs Financial Services
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-09
S63 Uniform Securities Agent State Law Examination 2017-08-23
  • S66 Uniform Combined State Law Examination
    2019-10-09
  • S63 Uniform Securities Agent State Law Examination
    2017-08-23
Other Names
  • Katherine English
  • Katherine Edelen English
  • Katherine Edelen English

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor