James Bently Forker

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 05/2017
  Elon University
  Elon, NC
• 07/2017 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 05/2023 → Present
  Self Employed
  Charlotte, NC

Other Businesses

Employee of the Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355 NAME OF BUSINESS: Self Employed NON-INVESTMENT RELATED ADDRESS (City/State): Charlotte, NC NATURE OF BUSINESS: Service POSITION: Dog Walker START DATE: 5/2023 APPROX. HOURS/MONTH: 15 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Dog Walking/Dog Sitting

Exams

• S66 Uniform Combined State Law Examination
  2019-09-13
• S63 Uniform Securities Agent State Law Examination
  2017-08-23

Other Names

• Ben Forker
• James Bentley Forker
• James Forker