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Charles Wesley Pratt

Mwa Financial Services Inc.

Knoxville, TN

Rutledge, TN

CRD 6829591

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Employer firm

Mwa Financial Services Inc. CRD 112630

$640M regulatory AUM 51 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-02-25
  • TN RA
    APPROVED
    Since 2022-02-25

Branch Locations

2908 Tazewell Pike Suite J, Knoxville, TN 37918 • United States

7903 Rutledge Pike, Rutledge, TN 37861 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pratt's Country Store Knoxville TN 05/2011 12/2017
Modern Woodmen Of America Rock Island IL 06/2016 Present
Mwa Financial Services Inc. Rock Island IL 07/2017 Present
  • 05/2011 → 12/2017
    Pratt's Country Store
    Knoxville, TN
  • 06/2016 → Present
    Modern Woodmen Of America
    Rock Island, IL
  • 07/2017 → Present
    Rock Island, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-24
S63 Uniform Securities Agent State Law Examination 2017-10-16
  • S65 Uniform Investment Adviser Law Examination
    2022-01-24
  • S63 Uniform Securities Agent State Law Examination
    2017-10-16
Other Names
  • Charlie Wesley Pratt

View on SEC IAPD

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