Best Investors Account Sign in

Sergio Gerardo Gracia

U.S. Bancorp Advisors, LLC

Tempe, AZ

Claim This Profile
Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-13
TX RA APPROVED 2026-02-13
  • AZ RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED
    Since 2026-02-13

Branch Locations

1101 W Washington St, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2017 09/2017
University Of Arizona Tucson AZ 01/2013 05/2017
Self Employed Tucson AZ 05/2016 01/2017
Sams Club Tucson AZ 02/2017 07/2017
The Vanguard Group, Inc. Scottsdale AZ 12/2017 05/2025
U.S. Bancorp Investments, Inc. Tempe AZ 08/2025 02/2026
U.S. Bancorp Advisors, Llc Tempe AZ 02/2026 Present
  • 07/2017 → 09/2017
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 01/2013 → 05/2017
    University Of Arizona
    Tucson, AZ
  • 05/2016 → 01/2017
    Self Employed
    Tucson, AZ
  • 02/2017 → 07/2017
    Sams Club
    Tucson, AZ
  • 12/2017 → 05/2025
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2025 → 02/2026
    U.S. Bancorp Investments, Inc.
    Tempe, AZ
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-08
S63 Uniform Securities Agent State Law Examination 2017-08-23
  • S66 Uniform Combined State Law Examination
    2022-02-08
  • S63 Uniform Securities Agent State Law Examination
    2017-08-23
Other Names
  • Sergio Gerardo Gracia
  • Sergio Gracia

View on SEC IAPD

Other Firms

OLIVE STREET INVESTMENT ADVISERS, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
AQUILANT ADVISORS
ATROPOS CAPITAL MANAGEMENT, LLC
VIAGEM, LLC
MRM GROUP

Other Investors

David Erick Rosendahl
Teresa Valencia Schlafly
Sheree Louise Drake
AMY MARIE STARZYK
ANN MARIE OVERCASH
Stephen Wayne Barbour
JEREMY JOSEPH THARP
ANTHONY ALFRED OCCHINO

Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

More in Tempe, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor