Monty Lloyd Harmon

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2002 → 09/2017
  Harmon Consulting Inc
  Olympia, WA
• 10/2010 → 04/2017
  Puget Sound Gaming Inc
  Lakewood, WA
• 08/2017 → Present
  Thrivent Investment Management Inc
  Olympia, WA
• 09/2017 → 12/2017
  Thrivent Financial
  Appleton, WI
• 12/2017 → Present
  Thrivent Financial
  Appleton, WI

Other Businesses

HARMON CONSULTING INC POSITION: President NATURE: Regulatory consulting in licensing and regulatory compliance for Gambling and Liquor Licensees. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2003 ADDRESS: 3316 46th ave NE, Olympia WA 98506, United States DESCRIPTION: Regulatory consulting (on call basis, none expected and none in past 3 months) EVANGELICAL COVENANT CHURCH BOARD OF PENSIONS AND BENEFITS POSITION: Director on Board NATURE: I am serving on the Board to represent the Pacific Northwest region. I vote on Board decisions put forward from the President regarding investments where funds are invested. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2016 ADDRESS: 8303 W Higgins Rd, Chicago IL 60630, United States DESCRIPTION: I am a member of the Evangelical Covenant church in Olympia and was voted at the national annual meeting to be the representative appointed to fill a five-year term in 2016 which was extended 2021 with annual renewals. I will remain on the board and be able to vote, but will abstain on any specific investment decision, and I do not provide specific investment advice. I will not be voting on any investment decisions. GRACE COVENANT COMMUNITY CHURCH POSITION: Director of Men's ministry NATURE: As the lead person/contact for Men's Ministries, I facilitate events for men as the lead person/contact for Men's Ministries. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/05/2006 ADDRESS: 5501 Wiggins rd SE, Olympia WA 98040, United States DESCRIPTION: This is a volunteer position that works with a group of men to run and facilitate activities for men and their families in the community. Breakfasts, Bible Studies and evening game nights, rafting trips, Golf tournaments, bike rides and BBQs. About 100 men participate in some events.

Exams

• S66 Uniform Combined State Law Examination
  2017-12-07
• S63 Uniform Securities Agent State Law Examination
  2017-10-12