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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
Los Angeles, CA • United States
6363 Topanga Canyon Blvd, Woodland Hills, CA 91367-2215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2017 | 08/2021 |
| Indiana University | Bloomington | IN | 08/2013 | 05/2017 |
| Fidelity Investments | Woodland Hills | CA | 08/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-128474|OrgNmn:Warner Woodlands Townhomes|Org Addr:Woodland H,California,US|OBA Nature:HOA Board of directors|Invst Rel:N|Title:HOA Board member|Duties:Giving guidance to the HOA board to help direct the community|StrtDt:03-26-26|TotHrs/mon:4|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-23 |
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